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Compliance

Compliance

The Compliance function is a key stakeholder within the business and will be involved in the design of all new products, the review of current products and will have a place on all major project groups.

With a dedicated Compliance Manager chairing the monthly Customer and Compliance Board this is a key component in Castelan detecting potential issues and proving regulatory compliance.

Day-to-day the Compliance function provides oversight and guidance to the business whilst monitoring compliance with rules and regulatory initiatives, such as Treating Customers Fairly.

  • Dedicated Compliance resource
  • FCA and ICO monitoring
  • Client support and guidance
  • General Data Protection Regulation support
  • Insurance Distribution Directive support

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Have a question?

If you have a question, or wish to enquire this service, please contact:
Alex Harding, Compliance Manager
Email: compliance@castelangroup.com

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